최신 CAMS 무료덤프 - ACAMS Certified Anti-Money Laundering Specialists
An anti-money laundering analyst is reviewing a new customer list to confirm potentially high risk customers have been identified and subject to enhanced due diligence.
Which new customer warrants enhanced due diligence?
Which new customer warrants enhanced due diligence?
정답: D
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Who has the day-to-day responsibility of communicating and reinforcing the established anti-money laundering compliance culture and program?
정답: C
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Which statements relate to the role of financial intelligence units (FIUs) in combatting financial crime on a national and international level? (Select Three.)
정답: D,E,F
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A compliance officer is reviewing the activity of the wire transfer department for the previous month and identifies an unusual wire transfer from a customer's account.
Which information should be included in the review of the customer's activity?
Which information should be included in the review of the customer's activity?
정답: D
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Which measures should financial institutions (FIs) take when complying with sanctions requirements?
정답: B
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A senior government official is trying to open an account in a financial institution (FI) that operates in a different country from where the official is domiciled. The official is using an asset manager intermediary to represent them. According to the Wolfsberg Group, which next steps should the FI take regarding the opening of the account? (Select Three.)
정답: C,E,F
설명: (DumpTOP 회원만 볼 수 있음)
A startup virtual currency exchange has registered as a money services business and will commence operations in six months. The company will provide digital wallets to customers to hold their virtual currency after purchase. Customers will have the option to conduct purchases of the virtual currency and transfer the currency to and from the digital wallet. The startup must develop an anti-money laundering compliance program prior to launch.
Which two anti-money laundering responsibilities should be considered before business launch? (Choose two.)
Which two anti-money laundering responsibilities should be considered before business launch? (Choose two.)
정답: A,D
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When a regulatory body requires international assistance in a money laundering inquiry, such assistance is typically obtained by
정답: D
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On-line financial technologies are susceptible to money laundering risk because
정답: C
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Suspicious activity triggered a suspicious transaction report filing on a company that holds an account at a large commercial bank. Investigations revealed that a member of the bank's Board of Directors is the major shareholder of the company. Further review revealed the bank had no reasonable explanation for the activity, but could not confirm if criminal activity occurred. Which of the following is the next best course of action for the compliance officer?
정답: C
설명: (DumpTOP 회원만 볼 수 있음)
A compliance analyst is reviewing recent activity between a publicly traded company and a company in a high risk jurisdiction. Which detail suggests that escalation is warranted?
정답: D
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Which are key objectives of the Egmont Group? (Select Two.)
정답: D,E
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A bank's transaction surveillance system triggers an alert for a deposit of 250.000 USO into a client's account. According to the bank's KYC information, the client works for a financial advisory firm, and earns approximately 100,000 USD per year. Which actions should be taken? (Select Three.) File the suspicious transaction immediately to the financial intelligence unit.
정답: A,B,D
설명: (DumpTOP 회원만 볼 수 있음)