최신 Series-7 무료덤프 - FINRA General Securities Representative Qualification Examination (GS)

문제1

In terms of depletion, percentage depletion is better than cost depletion because it:

A. permits recovery of more than the original cost

B. is limited to production

C. is more widely available

D. is not subject to recapture

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제2

Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
If Bubba wants to buy 100 shares of DUM at $30 per share, how much additional money must be deposited?

A. $0

B. $2,000

C. $1,500

D. $3,000

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제3

Which of the information below does not appear in the official notice of sale?

A. the method and place of settlement

B. the amount of required good faith check

C. the names of underwriting syndicate members

D. the type of bond

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제4

An "accumulation unit" of a variable annuity is used to determine which of the following?

A. the value of the annuitant's contract before annuity payments begin

B. the amount of annuity payments to be paid to the owner

C. the amount returned to the annuitant upon redemption of the account

D. the amount to be passed to the annuitant's beneficiary

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제5

A company earns $6 per share and pays out 20% in common stock dividends.
What does the stock yield if it sells at $30 per share?

A. 2.5%

B. 4%

C. 10%

D. 6%

정답: B

설명: (DumpTOP 회원만 볼 수 있음)

문제6

Common stocks for which of the following industries are most likely to decline in value when interest rates rise?

A. stock brokers

B. airlines

C. public utility companies

D. automobile manufacturers

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제7

The expiration date of a listed option is:

A. the Saturday following the third Friday of the expiration month

B. the last day of the expiration month

C. the third Friday of the expiration month

D. the third Saturday of the expiration month

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제8

Which of the following is least relevant in evaluating the safety of a general obligation bond?

A. per capital debt

B. total GO debt as a percentage of assessed value of property

C. total debt service as a percentage of net operating revenue

D. total GO debt as a percentage of market value of property

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제9

Which of the following clients could not open a margin account?

A. a custodian under UGMA

B. a corporation

C. an uncovered option writer

D. a husband and wife in a joint account

정답: A

설명: (DumpTOP 회원만 볼 수 있음)

문제10

Bonds are most often quoted as a percentage of:

A. whatever value the broker says

B. market value

C. book value

D. face value

정답: D

설명: (DumpTOP 회원만 볼 수 있음)

문제11

In a 401(k) plan, when are employee's contributions of compensation deferral vested?

A. after 2 years

B. the same as the employer's contributions

C. immediately

D. after 5 years

정답: C

설명: (DumpTOP 회원만 볼 수 있음)

문제12

Which of the following best describes phantom income?

A. income received but not reported

B. income reported but not received

C. income from deductions and tax credits

D. the non-taxable portion of a distribution

정답: B

설명: (DumpTOP 회원만 볼 수 있음)

최신 Series-7 무료덤프 - FINRA General Securities Representative Qualification Examination (GS)

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